-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8vETCFmdZwYiLhVmliUsoN5WImJVqJjPQR+OIRHg2gwm3P/F6yG8DgVCURNiaih Vb5vQIUXaXQ+E0vNBpi7+w== 0001013816-03-000034.txt : 20030214 0001013816-03-000034.hdr.sgml : 20030214 20030214134630 ACCESSION NUMBER: 0001013816-03-000034 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COMMISSO ROCCO B CENTRAL INDEX KEY: 0001102539 IRS NUMBER: 051426248 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 500 CENTRAL AVE. CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474416650 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEDIACOM COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001098659 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 061566067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60707 FILM NUMBER: 03565761 BUSINESS ADDRESS: STREET 1: 100 CRYSTAL RUN ROAD CITY: MIDDLETOWN STATE: NY ZIP: 10941 BUSINESS PHONE: 9146952600 MAIL ADDRESS: STREET 1: 100 CRYSTAL RUN ROAD CITY: MIDDELTOWN STATE: NY ZIP: 10941 SC 13G/A 1 commisso13g.txt SCHEDULE 13G - AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Amendment No. 1 Mediacom Communications Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 58446K 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) - -------------------------------------------------------------------------------- CUSIP No. 58446K105 13G Page 2 of 7 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Rocco B. Commisso - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER 63,854 - Class A (one vote per share) SHARES 37,221,013 - Class B (ten votes per share) BENEFICIALLY ------------------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER 0 EACH ------------------------------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER 63,854 - Class A PERSON WITH 35,968,577 - Class B ------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 63,854 - Class A 37,221,013 - Class B - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 80.4% of aggregate voting power - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------------------------------------------------- CUSIP No. 58446K105 13G Page 3 of 7 Pages - -------------------------------------------------------------------------------- Item 1(a). Name of Issuer: Mediacom Communications Corporation ------------------------------------------------------------------ Item 1(b). Address of Issuer's Principal Executive Offices: 100 Crystal Run Road, Middletown, NY 10941 ------------------------------------------------------------------ Item 2(a). Name of Person Filing: Rocco B. Commisso ------------------------------------------------------------------ Item 2(b). Address of Principal Business Office or, if None, Residence: 100 Crystal Run Road, Middletown, NY 10941 ------------------------------------------------------------------ Item 2(c). Citizenship: USA ------------------------------------------------------------------ Item 2(d). Title of Class of Securities: Class A Common Stock ------------------------------------------------------------------ Item 2(e). CUSIP Number: 58446K 10 5 ------------------------------------------------------------------ - -------------------------------------------------------------------------------- CUSIP No. 58446K105 13G Page 4 of 7 Pages - --------------------------------------------------------------------------------
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) |_| Broker or dealer registered under Section 15 of the Exchange Act. (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act. (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) |_| Investment company registered under Section 8 of the Investment Company Act. (e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
- -------------------------------------------------------------------------------- CUSIP No. 58446K105 13G Page 5 of 7 Pages - -------------------------------------------------------------------------------- Item 4. Ownership. (a) Amount beneficially owned: 63,854 - Class A*, 37,221,013 - Class B** ------------------------------------------------------------------- (b) Percent of class: 80.4% of aggregate voting power ------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 63,854 - Class A*, -------------------------- 37,221,013 - Class B** ------------------------------------------------------------------, (ii) Shared power to vote or to direct the vote 0 -----------------------, (iii) Sole power to dispose or to direct the disposition of 63,854 - ------------- Class A*, 35,968,577 - Class B*** ------------------------------------------------------------------, (iv) Shared power to dispose or to direct the disposition of 0 ----------- * Includes 38,149 shares of Class A common stock underlying options granted pursuant to the Issuer's 1999 Stock Option Plan (the "1999 Stock Option Plan"). ** Each share of Class B common stock is convertible into one share of Class A common stock. Includes 908,103 shares of Class B common stock owned of record by other stockholders, for which Mr. Commisso holds and irrevocable proxy, representing all remaining shares of Class B common stock outstanding. Also includes 948,892 shares of Class B common stock underlying options granted to Mr. Commisso pursuant to the 1999 Stock Option Plan, 6,855,669 shares of Class B common stock underlying options granted to Mr. Commisso in exchange for membership units in Mediacom LLC, and 344,332 shares of Class B common stock underlying options granted to other executive and non-executive employees of the Issuer in exchange for membership units in Mediacom LLC, for which Mr. Commisso holds an irrevocable proxy. ***Each share of Class B common stock is convertible into one share of Class A common stock. Includes 948,892 shares of Class B common stock underlying options granted to Mr. Commisso pursuant to the 1999 Stock Option Plan and 6,855,669 shares of Class B common stock underlying options granted to Mr. Commisso in exchange for membership units in Mediacom LLC. - -------------------------------------------------------------------------------- CUSIP No. 58446K105 13G Page 6 of 7 Pages - -------------------------------------------------------------------------------- Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2003 ------------------------------------------------- (Date) /s/Rocco B.Commisso ------------------------------------------------- (Signature) Rocco B. Commisso ------------------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----